As someone who works in the financial sector, I am firmly committed to providing transparency and disclosure while protecting my privacy and that of others. I do my best to exercise discretion and sound judgment in my conduct as a voice, advocate, and investor in financial markets. I am about transparency and integrity and building the foundation for more thoughtful capitalism.
General Disclaimer
The views expressed on this website or posted on social media and other platforms (including posts, podcasts, videos, and other content) are my own. They should not be construed as the views of any prior or current employer or their respective affiliates, irrespective that some content is shared by permission.
All information contained here is for disclosure and information purposes only. It is not intended to be investment advice, the opinion of previous or current employers, or an endorsement of others.
These posts are not directed to investors or potential investors and do not constitute an offer to sell or a solicitation of an offer to buy any securities. Nothing within the website constitutes investment, legal, tax, or other advice.
Although the content displayed is produced with reasonable care and skill, no representation should be taken as having been given. The opinions, estimates, forecasts, targets, and other analyses expressed in these materials are subject to change without notice. Some information has been obtained from third-party sources.
While I use sources I feel are reliable, and I have not independently verified any of the referenced data and make no representations as to the accuracy of this information. All postings and content fairly represent my opinions and sentiments at the publishing date. Still, my ideas, thoughts, and statements may be revised occasionally, for example, in light of experience and further developments. This website may not necessarily be updated to reflect the same. Therefore, opinions may differ or contradict those expressed by other documents or contexts.
Compensation Disclaimer
I have not been paid in cash, gifts, or expense reimbursements by any company, project, or fund to serve as an ambassador or marketer for a service, product, or token; other than my previous roles as the CEO & President of Western Bankers / California Bankers Association. Should this change, I will add those compensated marketing roles here.
Advisory Roles Disclaimer
I have served on several banks' non-profit and industry boards. From time to time, I volunteer my time with several incubators and accelerators, and social impact platforms. I minimally advise Oswego Resolutminimally advise Oswego Resolution regarding their windup activities and currently sit on the Beacon Business Bank, N.A. Board of Directors.
Endorsement Disclaimer – Links to Other Sites
My website(s) may have links to other sites, including private organizations and federal agencies. You are subject to that site's privacy policy when you leave my site. I am not responsible for Section 508 compliance (accessibility) on other private or federal websites.
Reference in this website to any specific commercial products, process, service, manufacturer, or company does not constitute its endorsement or recommendation by myself or previous and current employers.
Endorsement Disclaimer – Pop-Up Advertisements
My website(s) may have links to other sites, including private organizations and federal agencies. When you leave my site, you are subject to that site's privacy policy. I am not responsible for Section 508 compliance (accessibility) on other private or federal websites.
Reference in this website to any specific commercial products, process, service, manufacturer, or company does not constitute its endorsement or recommendation by myself or previous and current employers.
Information Disclaimer
The information provided using this website is only intended to be general summary information to the public. It is not intended to take the place of either written law or regulations.
Image Disclaimer
Many of the images used on this website are licensed stock photography images that feature model(s). The models have no affiliation with me and are for illustrative purposes only